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Res. 00156-2012 Tribunal Contencioso Administrativo Sección VI · Tribunal Contencioso Administrativo Sección VI · 08/08/2012
OutcomeResultado
The Tribunal denied the annulment claim against the dismissal notice; the statute of limitations did not run because the time limit was interrupted by the admission of the appeal with suspensive effect, and no final executable administrative act yet existed.El Tribunal declaró sin lugar la demanda de nulidad contra el oficio de despido; la prescripción no operó porque el plazo se interrumpió al admitirse la apelación en ambos efectos, no existiendo aún acto administrativo definitivo ejecutable.
SummaryResumen
The Administrative Litigation Tribunal, Section VI, decided a lawsuit where a MOPT employee under the Civil Service Regime challenged a human resources memo notifying her dismissal as of January 1, 2011, arguing the sanction had expired under Article 603 of the Labor Code. The tribunal addressed two core issues: the applicable statute of limitations and the validity of the challenged memo. It first ruled that the five-year period in Article 71 of the Organic Law of the Comptroller General —which governs the deadline to initiate disciplinary proceedings— did not apply to executing a sanction already imposed. Instead, a specific rule governs: Article 99(c) of the Regulations to the Civil Service Statute, which establishes a one-month prescription period. On the memo, the tribunal held that prescription had not run because the computation of the period was interrupted when MOPT was notified of the admission of the employee’s appeal against the Civil Service Tribunal’s sanction decision —an appeal granted with suspensive effect under Article 44 of the Civil Service Statute, blocking execution until a final decision existed. Furthermore, the Minister suspended the dismissal and a judicial precautionary measure kept the employee in her post. Accordingly, the tribunal ruled the challenged memo did not substantially violate the law.El Tribunal Contencioso Administrativo, Sección VI, resolvió una demanda en la que una funcionaria del MOPT, adscrita al Régimen de Servicio Civil, impugnó un oficio de su Dirección de Recursos Humanos que le comunicaba su despido a partir del 1° de enero de 2011, alegando que la sanción había prescrito conforme al artículo 603 del Código de Trabajo. El tribunal analizó dos aspectos centrales: el plazo de prescripción aplicable y la validez del oficio impugnado. En cuanto al plazo, descartó que fuera el de cinco años del artículo 71 de la Ley Orgánica de la Contraloría General de la República —que se refiere a la caducidad para iniciar el procedimiento disciplinario—, señalando que para ejecutar una sanción ya impuesta a un funcionario del Servicio Civil rige una norma específica: el artículo 99 inciso c) del Reglamento al Estatuto de Servicio Civil, que establece un mes de prescripción. Respecto del oficio, el tribunal determinó que no podía considerarse que la prescripción hubiera operado, porque el cómputo del plazo quedó interrumpido desde que se notificó al MOPT la admisión del recurso de apelación interpuesto por la actora contra la resolución sancionatoria del Tribunal del Servicio Civil —recurso que se concede en ambos efectos conforme al artículo 44 del Estatuto de Servicio Civil—, lo que impedía ejecutar la sanción hasta que existiera un acto definitivo. Además, el Ministro suspendió la ejecución del despido y una medida cautelar judicial mantuvo a la funcionaria en su puesto. En consecuencia, el tribunal declaró que el oficio impugnado no era sustancialmente contrario al ordenamiento jurídico.
Key excerptExtracto clave
IV.- REGARDING THE STATUTE OF LIMITATIONS TO BE APPLIED IN THE PRESENT CASE. It is true that Article 44 of Law 8422 provides that "The administrative liability of a public official for the infractions set forth in this Law and in the regulations concerning the Public Treasury shall prescribe, pursuant to Article 43 of the General Internal Control Law and Article 71 of the Organic Law of the Comptroller General of the Republic, No. 7428, of September 7, 1994..."; it is also true that the five-year period set forth in Article 71 of the Organic Law of the Comptroller General of the Republic -to which Article 43 of the General Internal Control Law also refers- refers to the time limit to initiate the administrative disciplinary proceeding against those persons who are charged with alleged violations of the regulations concerning the Public Treasury and/or those set forth in Laws 8422 and 8292; not to the time limit to execute the final act by which a specific sanction is imposed on a person found responsible for incurring any of the aforementioned infractions. (...) In the present case, the purpose of the proceedings is to determine whether the act ordering the execution of the dismissal authorized by the Civil Service Tribunal in Resolution No. 11666 was executed within the time limit prescribed by Article 603 of the Labor Code, and not whether the administrative disciplinary proceeding that concluded with the issuance of Resolution No. 11666 was initiated within the five-year period provided for in Article 71 of the Organic Law of the Comptroller General of the Republic, to which Articles 44 of Law 8482 and 43 of Law 8292 refer. In addition to the foregoing, and for the specific case of employees under the Civil Service Regime, there is a specific rule -which replicates Article 603 of the Labor Code- regulating the statute of limitations for the employer to execute a final decision –by virtue of Article 44 of the Civil Service Statute- authorizing the imposition of a specific sanction. We refer to Article 99 of the Regulations to the Civil Service Statute, section c), which reads: "...The following shall prescribe in one month: (...) c) The actions of Ministers to initiate dismissal proceedings of regular employees for justified cause and to impose the disciplinary sanctions authorized by law and internal work regulations, from the day the cause for the sanction arose, or, as the case may be, from the moment the corresponding facts or infractions became known..." V.- REGARDING THE NULLITY OBJECTIONS RAISED BY THE PLAINTIFF CONCERNING MEMO D.R.H. 10-2961-RC OF DECEMBER 8, 2010. (...) Based on the foregoing and contrary to the plaintiff's claim, this Tribunal considers that Memo No. D.R.H. 10-2961-RC issued by the Head of Registration and Control of the MOPT Human Resources Department on December 8, 2010, cannot be taken as a valid parameter to deem the Executive Branch's actions (President of the Republic and the respective Minister) to execute Resolution No. 11666 issued at seven forty-five hours on October 27, 2010, by the Civil Service Tribunal as prescribed, for the following reasons: 1) Final Act as an essential requirement to execute the imposed sanction. (...) Article 44 of the Civil Service Statute states that an appeal filed against the final act issued by the Civil Service Tribunal shall be granted with both effects before the Administrative Tribunal of the Civil Service. This implies that as long as the appeal remains unresolved, the Executive Branch may not execute the sanction imposed in the first instance upon an employee under this public employment regime. (...) 2) Final act as an essential requirement to begin calculating the statute of limitations for executing the imposed sanction. (...) Under the Statutory Regime of the Civil Service, the sanction may be executed only once the final act becomes definitive. (...) 3) The statute of limitations for executing the sanction imposed in this case cannot be computed. (...) the calculation of the statute of limitations for executing the administrative sanction imposed on the plaintiff in this decision was contingent upon that final act becoming final. (...) as of November 12, 2010, MOPT was notified of the order (...) by which the appeal filed by the plaintiff against Resolution No. 11666 was admitted for consideration by the Administrative Tribunal of the Civil Service. (...) Consequently, it is improper for the plaintiff to claim that the statute of limitations had run, because although MOPT was notified on November 4, 2010, of the final sanctioning Resolution No. 11666 issued against the plaintiff, the statute of limitations –which would in principle have expired on December 4 of the same year– was interrupted as of November 12, 2010, the date MOPT was notified of the admission, with both effects, of the appeal filed by the plaintiff, and therefore of the impossibility of executing the dismissal act issued against her.IVo.- SOBRE EL PLAZO DE PRESCRIPCIÓN A APLICAR EN EL CASO CONCRETO. Cierto es que el artículo 44 de la Ley 8422 establece que "La responsabilidad administrativa del funcionario público por las infracciones previstas en esta Ley, y en el ordenamiento relativo a la Hacienda Pública, prescribirá, según el artículo 43 de la Ley General de Control Interno y el artículo 71 de la Ley Orgánica de la Contraloría General de la República, Nº 7428, de 7 de setiembre de 1994..."; también lo es, que el plazo de cinco años previsto en el artículo 71 de la Ley Orgánica de la Contraloría General de la República -al que también remite el numeral 43 de la Ley General de Control Interno-, se refiere al plazo para iniciar el procedimiento administrativo disciplinario en contra de aquellas personas a las que se les impute la comisión de presuntas faltas al ordenamiento relativo a la Hacienda Pública y/o las previstas en las Leyes 8422 y 8292; no al plazo para ejecutar el acto final, mediante el cual, se le impone una determinada sanción a quién se le encontró responsable de incurrir en alguna de las faltas referidas con anterioridad. (...) En este caso concreto, el objeto del proceso se centra en determinar si el acto mediante el cual, se ordenó ejecutar el despido autorizado por el Tribunal de Servicio Civil en resolución número 11666, se ejecutó o no en el plazo previsto al efecto por el artículo 603 del Código de Trabajo, y no si el procedimiento administrativo disciplinario que concluyó con el dictado de la resolución 11666, se inició en el plazo de cinco años previsto por el artículo 71 de la Ley Orgánica de la Contraloría General de la República, al que remiten los numerales 44 de la Ley 8482 y 43 de la Ley 8292. Aunado a lo anterior, y para el caso concreto de los funcionarios adscritos al Régimen del Servicio Civil, existe una norma específica -que es reproducción de lo dispuesto en el artículo 603 del Código de Trabajo-, que regula el plazo de prescripción para que el patrono ejecute la resolución firme -ello en virtud de lo dispuesto en el numeral 44 del Estatuto de Servicio Civil- que autoriza imponerle una determinada sanción. Nos referimos al artículo 99 del Reglamento al Estatuto de Servicio Civil, cuyo inciso c) dispone lo siguiente: "...Prescribirán en un mes: (...) c) Las acciones de los Ministros para iniciar la gestión de despido de los servidores regulares por causa justificada y para imponer las correcciones disciplinarias que autoricen la ley y los reglamentos interiores de trabajo, a partir del día en que se dio causa para la sanción, o en su caso, desde que fueren conocidos los hechos o faltas correspondientes..." Vo.- EN CUANTO A LOS VICIOS DE NULIDAD ALEGADOS POR LA PARTE ACTORA CON RELACIÓN AL OFICIO D.R.H. 10-2961-RC DEL 8 DE DICIEMBRE DEL DOS MIL DIEZ. (...) Con base en lo anterior y contrario a lo que afirma la actora, este Tribunal considera que el oficio número D.R.H. 10-2961-RC emitido por el Jefe de Registro y Control de la Dirección de Recursos Humanos del MOPT, el 8 de diciembre del dos mil diez, no puede tenerse como un parámetro válido para tener por prescritas las acciones del Poder Ejecutivo (Presidenta de la República y Ministro del ramo), tendentes a ejecutar la resolución número 11666 dictada a las siete horas cuarenta y cinco minutos del veintisiete de octubre del dos mil diez, por el Tribunal del Servicio Civil, ello por las razones que de seguido se exponen: 1) Acto Definitivo como requisito esencial para ejecutar la sanción impuesta. (...) el numeral 44 del Estatuto de Servicio Civil establece que el recurso de apelación interpuesto contra el acto final dictado por el Tribunal del Servicio Civil, se concederá en ambos efectos para ante el Tribunal Administrativo del Servicio Civil. Ello implica que mientras no se resuelva el recurso de apelación, el Poder Ejecutivo no podrá ejecutar la sanción impuesta en primera instancia, a un funcionario adscrito a dicho régimen de empleo público (...) 2) Acto definitivo como requisito esencial para iniciar el cómputo del plazo de prescripción para ejecutar la sanción impuesta. (...) En el supuesto del Régimen Estatutario del Servicio Civil, la sanción podrá ejecutarse hasta tanto el acto final sea definitivo. (...) 3) No resulta computable el plazo de prescripción para ejecutar la sanción impuesta en el caso concreto. (...) el cómputo del plazo de prescripción para ejecutar la sanción administrativa impuesta a la actora en dicho pronunciamiento estaba supeditado a que dicho acto final adquiriera firmeza. (...) desde el doce de noviembre del dos mil diez, al MOPT se le notificó el auto (...) por medio del cual, se admitió para ante el Tribunal Administrativo del Servicio Civil, el recurso de apelación interpuesto por la actora contra el pronunciamiento número 11666 (...) en consecuencia, resulta improcedente que la parte actora alegue que operó el plazo de prescripción (...), pues aunque el MOPT fue notificado el cuatro de noviembre del dos mil diez, de la resolución final sancionatoria número 11666 dictada en contra de la actora, también lo es, que el plazo de prescripción –que en principio vencía el cuatro de diciembre del mismo año- se interrumpió a partir del doce de noviembre del dos mil diez, fecha en que se le notificó al MOPT sobre la admisión en ambos efectos del recurso de apelación interpuesto por la accionante y por ende, sobre la imposibilidad de ejecutar el acto de despido emitido en su contra.
Pull quotesCitas destacadas
"el plazo de cinco años previsto en el artículo 71 de la Ley Orgánica de la Contraloría General de la República (...) se refiere al plazo para iniciar el procedimiento administrativo disciplinario (...) no al plazo para ejecutar el acto final."
"the five-year period set forth in Article 71 of the Organic Law of the Comptroller General of the Republic (...) refers to the time limit to initiate the administrative disciplinary proceeding (...) not to the time limit to execute the final act."
Considerando IV
"el plazo de cinco años previsto en el artículo 71 de la Ley Orgánica de la Contraloría General de la República (...) se refiere al plazo para iniciar el procedimiento administrativo disciplinario (...) no al plazo para ejecutar el acto final."
Considerando IV
"Nos referimos al artículo 99 del Reglamento al Estatuto de Servicio Civil, cuyo inciso c) dispone lo siguiente: "...Prescribirán en un mes: (...) c) Las acciones de los Ministros para iniciar la gestión de despido de los servidores regulares por causa justificada...""
"We refer to Article 99 of the Regulations to the Civil Service Statute, section c) of which provides: "...The following shall prescribe in one month: (...) c) The actions of Ministers to initiate the dismissal proceeding of regular employees for justified cause...""
Considerando IV
"Nos referimos al artículo 99 del Reglamento al Estatuto de Servicio Civil, cuyo inciso c) dispone lo siguiente: "...Prescribirán en un mes: (...) c) Las acciones de los Ministros para iniciar la gestión de despido de los servidores regulares por causa justificada...""
Considerando IV
"el plazo de prescripción –que en principio vencía el cuatro de diciembre del mismo año- se interrumpió a partir del doce de noviembre del dos mil diez, fecha en que se le notificó al MOPT sobre la admisión en ambos efectos del recurso de apelación interpuesto por la accionante"
"the statute of limitations –which would in principle have expired on December 4 of the same year– was interrupted as of November 12, 2010, the date MOPT was notified of the admission, with both effects, of the appeal filed by the plaintiff"
Considerando V
"el plazo de prescripción –que en principio vencía el cuatro de diciembre del mismo año- se interrumpió a partir del doce de noviembre del dos mil diez, fecha en que se le notificó al MOPT sobre la admisión en ambos efectos del recurso de apelación interpuesto por la accionante"
Considerando V
"es requisito sine qua non para ejecutar las sanciones impuestas a funcionarios adscritos al régimen estatutario del Servicio Civil, que el acto administrativo sancionatorio sea definitivo, o sea, se encuentre firme"
"it is a sine qua non requirement to execute the sanctions imposed on employees under the statutory regime of the Civil Service, that the sanctioning administrative act be definitive, that is, final and binding"
Considerando V
"es requisito sine qua non para ejecutar las sanciones impuestas a funcionarios adscritos al régimen estatutario del Servicio Civil, que el acto administrativo sancionatorio sea definitivo, o sea, se encuentre firme"
Considerando V
Full documentDocumento completo
It is true that Article 44 of Ley 8422 establishes that "*The administrative liability of the public official for the infractions provided for in this Law, and in the regulations relating to the Public Treasury (Hacienda Pública), shall prescribe, according to Article 43 of the General Internal Control Law (Ley General de Control Interno) and Article 71 of the Organic Law of the Office of the Comptroller General of the Republic (Ley Orgánica de la Contraloría General de la República), No. 7428, of September 7, 1994...*"; it is also true that the five-year period provided for in Article 71 of the Organic Law of the Office of the Comptroller General of the Republic —to which numeral 43 of the General Internal Control Law also refers— refers to the period to initiate the disciplinary administrative procedure (procedimiento administrativo disciplinario) against those persons who are alleged to have committed infractions of the regulations relating to the Public Treasury and/or those provided for in Laws 8422 and 8292; not to the period to execute the final act, through which a specific sanction is imposed on someone who was found responsible for incurring one of the infractions mentioned above.
In that regard, the Constitutional Chamber (Sala Constitucional), in judgment number 2006-13926 of fourteen hours and forty-four minutes on September twenty, two thousand six, considered: "*...in Article 71 a lapsing period (plazo de caducidad) is established for initiating the administrative sanctioning procedure—formerly two years, and now five—starting from the knowledge of the facts, and of two years in the case that the head of the entity (jerarca) terminates the employment relationship...*" As indicated previously, the scenario provided for in Article 71 of that regulatory body refers to the exercise of disciplinary power by the head of the entity or the competent authority of a public entity, body, or company, regarding a person who has committed an infraction of the Organic Law of the CGR or the superior control and oversight regulations. Consequently, the five-year period—prior to the reform introduced by Law 8292, it was two years—to initiate the administrative procedure shall be counted from the occurrence of the irregular event—if it were notorious—, and otherwise, from the date the audit report or preliminary investigation is brought to the attention of the head of the entity or competent authority.
When the alleged perpetrator of the infraction is the head of the entity, the five-year period shall begin to run from the date on which he terminates his service relationship with the respective entity, public company, or body. In summary, Article 71 of the LOCGR regulates the lapsing period for the head of the entity or competent authority to initiate the administrative procedure to investigate acts contrary to the superior oversight and control regulations of the Public Treasury, which are alleged against a person who holds or held a position of that nature *(see in the same sense, judgment 3553-2010 issued by the Sixth Section of this Court, at eight hours on September twenty-one, two thousand ten, already confirmed by the First Chamber of the Supreme Court of Justice)*. In this specific case, the purpose of the proceeding is centered on determining whether the act by which the dismissal authorized by the Civil Service Tribunal (Tribunal de Servicio Civil) in resolution number 11666 was ordered to be executed, was or was not executed within the period provided for that purpose by Article 603 of the Labor Code (Código de Trabajo), and not whether the disciplinary administrative procedure that concluded with the issuance of resolution 11666 was initiated within the five-year period provided for by Article 71 of the Organic Law of the Office of the Comptroller General of the Republic, to which numerals 44 of Law 8482 and 43 of Law 8292 refer.
Added to the above, and for the specific case of officials under the Civil Service Regime (Régimen del Servicio Civil), there is a specific rule—which reproduces what is established in Article 603 of the Labor Code—that regulates the statute of limitations period for the employer to execute the final resolution—this by virtue of what is established in numeral 44 of the Civil Service Statute (Estatuto de Servicio Civil)—that authorizes the imposition of a specific sanction. We are referring to Article 99 of the Regulations to the Civil Service Statute (Reglamento al Estatuto de Servicio Civil), whose subsection c) establishes the following: "... The following shall prescribe in one month: (...) c) The actions of Ministers to initiate the dismissal management of regular employees for justified cause and to impose the disciplinary corrections authorized by law and internal work regulations, starting from the day on which cause for the sanction arose, or, as the case may be, from when the corresponding facts or infractions became known..." (the boldface is not from the original).
Consequently, and for all of the foregoing, this Court considers that, contrary to what the State representative asserts, the statute of limitations period to be applied in this specific case, for the employer to execute the final act in which the sanction of dismissal without employer liability was imposed on the plaintiff, is not the one provided for in Article 71 of the Organic Law of the Office of the Comptroller General of the Republic, to which numerals 44 of Law 8482 and 43 of Law 8292 refer.
V.REGARDING THE NULLITY DEFECTS ALLEGED BY THE PLAINTIFF IN RELATION TO OFFICIAL LETTER D.R.H. 10-2961-RC OF DECEMBER 8, TWO THOUSAND TEN. It is necessary to highlight that the analysis of the challenged formal conduct is limited to the reasons on which the plaintiff bases her challenge, namely: that it constitutes an act that, in an extemporaneous manner according to the provisions of Article 603 of the Labor Code, attempts to execute the dismissal sanction imposed against the plaintiff by the Civil Service Tribunal, as repeatedly stated by the representative of the plaintiff party during the preliminary hearing. Based on the foregoing, and contrary to what the plaintiff asserts, this Court considers that official letter number D.R.H. 10-2961-RC issued by the Head of Registration and Control of the Human Resources Directorate of the MOPT, on December 8, two thousand ten, cannot be considered a valid parameter to consider the actions of the Executive Branch (President of the Republic and the Minister of the branch) to have prescribed, which were aimed at executing resolution number 11666 issued at seven hours and forty-five minutes on October twenty-seven, two thousand ten, by the Civil Service Tribunal. This is for the following reasons:
We refer to Article 99 of the Regulations to the Civil Service Statute, whose subsection c) provides as follows: <i>"...The following shall prescribe in one month: (...) c) The actions of Ministers to initiate dismissal proceedings against regular employees for justified cause<b> and to impose disciplinary corrections authorized by law and internal work regulations, from the day on which the cause for the sanction arose, or as applicable, from when the corresponding facts or faults became known..."</b> (the bolding is not from the original).</i> <u>Consequently, and for all the foregoing reasons, this Tribunal considers that, contrary to what the State's representative asserts, the prescriptive period to be applied in this specific case, for the employer to execute the firm act by which the sanction of dismissal without employer liability was imposed on the plaintiff, is not that provided for in Article 71 of the Organic Law of the Contraloría General de la República, to which numerals 44 of Law 8482 and 43 of Law 8292 refer</u>.</span> Vo.- AS TO THE DEFECTS OF NULLITY ALLEGED BY THE PLAINTIFF IN RELATION TO OFFICIAL MEMORANDUM D.R.H. 10-2961-RC OF DECEMBER 8, TWO THOUSAND TEN.
It is necessary to emphasize that the analysis of the formal conduct challenged is limited to the reasons on which the plaintiff focuses her challenge, namely: that it constitutes an act that, in an untimely manner pursuant to the provisions of Article 603 of the Labor Code, seeks to execute the sanction of dismissal imposed against the plaintiff by the Tribunal de Servicio Civil, as the representative of the claimant party repeatedly stated during the preliminary hearing. Based on the foregoing, and contrary to what the plaintiff claims, this Tribunal considers that official memorandum number D.R.H. 10-2961-RC issued by the Head of Registration and Control of the Human Resources Directorate of the MOPT, on December 8, two thousand ten, cannot be taken as a valid parameter for considering the actions of the Executive Branch (President of the Republic and the relevant Minister) to have prescribed, aimed at executing resolution number 11666 issued at seven forty-five hours on October 27, two thousand ten, by the Tribunal del Servicio Civil, for the reasons set forth below:<b> 1)</b> <b><i>Final Act as an essential requirement to execute the sanction imposed.</i></b> As an exception to the provisions of Article 148 of the General Law of the Public Administration, numeral 44 of the Civil Service Statute establishes that the appeal filed against the final act issued by the Tribunal del Servicio Civil shall be granted with both effects (en ambos efectos) before the Tribunal Administrativo del Servicio Civil.
This implies that while the appeal is not resolved, the Executive Branch may not execute the sanction imposed at first instance on an employee subject to said public employment regime <i>(see, among others, judgments number 2010-8767 and 2010-15710 of the Constitutional Chamber of the Supreme Court of Justice)</i>. Consequently, it is a sine qua non requirement for executing sanctions imposed on employees subject to the statutory Civil Service regime that the sanctioning administrative act be final, that is, firm; <b><i>2) Final act as an essential requirement to start the calculation of the prescriptive period for executing the sanction imposed.</i></b> From the foregoing, in the case of the Statutory Civil Service Regime, <b>the sanction may only be executed once the final act is firm</b>, either because the interested party did not timely and properly file the appeal against the formal conduct issued by the Tribunal del Servicio Civil, or because the Tribunal Administrativo del Servicio Civil confirmed the appealed resolution.
This implies that the prescriptive period for executing the sanction will be interrupted from the date on which the Administration is notified of the admission order (auto de admisión) before the Tribunal Administrativo del Servicio Civil of the appeal filed by the interested party, a moment from which the execution of the formal conduct will be suspended until said administrative tribunal resolves the appeal; <b><i>3) The prescriptive period for executing the sanction imposed in the specific case is not computable. </i></b>While it is true that, on November 4, two thousand ten, the Ministerio de Obras Públicas y Transportes was notified of resolution number 11666 of seven forty-five hours on October 27, two thousand ten, whereby the Tribunal del Servicio Civil declared <i>"...WITH MERIT the proceeding brought by the Ministro de Obras Públicas y Transportes to dismiss employee Leda María Araya Villalobos from her position of Civil Service Professional 1-A, without liability for the State.
Consequently, the Executive Branch is authorized to dismiss the said employee. Against this resolution, an appeal is admissible, before this Tribunal and with the due expression of grievances, in accordance with the provisions of Article 44 and its amendments of the Civil Service Statute..."</i> <i>(folios 258 to 265 of the administrative file); </i>it is also true that <u>the calculation of the prescriptive period for executing the administrative sanction imposed on the plaintiff in said ruling was subject to that final act becoming firm</u>. In that sense, <b>as of November 12, two thousand ten, the MOPT was notified</b> of the order (auto) of seven twenty hours on November 10, two thousand ten, by means of which <b>the appeal filed by the plaintiff</b> against ruling number 11666 was admitted before the Tribunal Administrativo del Servicio Civil, and the parties were summoned to appear before that Tribunal within three days to exercise their rights <i>(folios 289, 291 and 292 of the administrative file).</i> Added to the foregoing, the defendant herself, through a brief filed on November 17, two thousand ten, informed the MOPT Human Resources Director, that <i>"...the undersigned timely and properly filed before the Tribunal del Servicio Civil, an APPEAL against resolution 11666 of 07:40 File No14977, consequently, the dismissal proceeding brought against me has not, for legal purposes, become firm..." (folios 33 and 34 of the judicial file). </i>Consequently, <b>it is improper for the plaintiff to claim that the prescriptive period elapsed</b> for the MOPT to execute the sanction of dismissal without employer liability imposed upon her, <u>because although the MOPT was notified on November 4, two thousand ten, of the final sanctioning resolution number 11666 issued against the plaintiff, it is also true that the prescriptive period </u>–which in principle expired on December 4 of the same year– <u>was interrupted as of November 12, two thousand ten, the date on which the MOPT was notified of the admission, with both effects (en ambos efectos), of the appeal filed by the plaintiff and, therefore, of the impossibility of executing the act of dismissal issued against her</u>.
In any case, <b>it is contradictory</b> that the protected party (la amparada) claims the occurrence of prescription based on official memorandum number D.R.H. 10-2961-RC, issued on December 8, two thousand ten and notified on the ninth of the same month and year, by which the Head of Registration and Control of the Human Resources Directorate of the MOPT, informed her <i>"...You are notified of dismissal for cause effective as of January 1, 2011, pursuant to resolution No. 11666, dated October 27, 2010, from the Tribunal del Servicio Civil and official memorandum No. 103200 dated December 1, 2010, signed by the (...) Director General of Human Resources of the Ministerio de Obras Públicas y Transportes..."</i> <i>(folio 35 of the judicial file), </i><b>when she herself indicates that the sanction of dismissal without employer liability imposed against her could not be executed because the appeal filed against the final act had already been admitted with both effects (en ambos efectos), pursuant to the provisions of Article 44 of the Civil Service Statute, which was known to the MOPT since November 12, two thousand ten, and reiterated on the seventeenth of the same month and year</b>.
On this point, this Tribunal insists that the prescriptive period could not be calculated, because there was no firm administrative act, given that on the date the official memorandum D.R.H. 10-2961-RC was issued and notified (December 8 and 9, 2010, respectively), the appeal had not only been admitted since November 10, two thousand ten, but was still pending resolution before the Tribunal Administrativo del Servicio Civil, which is why the prescriptive period could not run to execute a sanction that had not yet been confirmed by a firm act. In this sense, it should be noted that the Ministro de Obras Públicas y Transportes, <u>was clear that he could not execute the dismissal against the plaintiff due to that circumstance,</u> so much so, that by official memorandum number DMOPT-6747-10 of December 15, two thousand ten, the Ministro de Obras Públicas y Transportes informed the Director General of Human Resources of that Ministry that <i>"...taking into consideration the filing of the Appeal against Administrative resolution No. 11666 of 07:40 hours from the Tribunal del Servicio Civil, through which the Executive Branch was authorized to proceed to dismiss said employee, <b>the undersigned considers it legally appropriate to order the immediate suspension of the respective dismissal agreement.
In this manner, it is ordered not to sign the dismissal agreement sent by the Legal Directorate of this Ministry through Official Memorandum No. 20106575 dated November 25, 2010, so that it may be executed after the Tribunal Administrativo de Servicio Civil hears the aforementioned appeal</b>..." (folio 56 of the judicial file, the bolding is not from the original).</i> Therefore, it cannot be claimed that prescription occurred, based on a formal conduct that lacked the virtue to make effective the dismissal sanction ordered against the protected party, when not even the competent authorities (the President of the Republic and the relevant Minister) had ordered the plaintiff's dismissal, in exercise of the powers granted in Article 140, subsection 2 of the Political Constitution. It should also be highlighted, <u>that the removal of the protected party was not made effective</u>, not only because the Jueza Tramitadora, through resolution number 0157-2011 issued orally at ten twenty-five hours on February 4, two thousand eleven, resolved: <i>"...The inaudita altera pars precautionary measure granted on December 15, 2010 is modified, and the State, in the figure of the Ministro de Obras Públicas y Transportes, is hereby ordered not to execute the act of dismissal authorized by the Tribunal Administrativo del Servicio Civil through resolution No. 11666-2010 of October 27, 2010 and resolution 016-2011-TASC of January 24, two thousand eleven, until the merits of the lawsuit filed by the plaintiff are decided or the circumstances motivating the issuance of this resolution change..."</i> <i>(folios 36, 92 and 93 of the judicial file); </i>but also, <u>because since December 15, two thousand ten, the Ministro de Obras Públicas y Transportes</u> had already ordered, through official memorandum number DMOPT-6747-10, "...<i>not to sign the dismissal agreement sent by the Legal Directorate of this Ministry through Official Memorandum No. 20106575 dated November 25, 2010, so that it may be executed after the Tribunal Administrativo de Servicio Civil hears the aforementioned appeal..." (folio 56 of the judicial file). </i>So much so, that through official memorandum number 11-0012 of January 6, two thousand eleven, the Director General of the Instituto Geográfico Nacional of the MOPT, informed the Head of the Department of Registration and Control of the MOPT that <i>"...Ms.
Engineer Leda María Araya Villalobos, identity card number 4-138-913, is, as of today, working normally in her functions as an employee of the Instituto Geográfico Nacional, specifically in the Department of Geodesy and Topography..." (folios 59 to 61, 174 to 177 of the judicial file)</i>. This situation continues to the present day, because even though the Tribunal Administrativo del Servicio Civil rejected the appeal filed by the plaintiff by resolution number 016-2011-TASC of thirteen thirty hours on January 24, two thousand eleven – a ruling that was<i> </i>notified to the MOPT on January 25, two thousand eleven, via fax <i>(folios 315 to 325 of the administrative file)-; </i>the truth is that, by virtue of the validity of the precautionary measure<i> </i>confirmed by the Tribunal de Apelaciones de lo Contencioso Administrativo y Civil de Hacienda <i>(folios 36, 92, 93, 127 and 128 of the judicial file)</i>, the dismissal has not been executed until the merits of this proceeding are resolved <i>(folio 178 of the judicial file)</i>. For all the foregoing reasons, and in accordance with the terms in which it was challenged, the official memorandum number D.R.H.
10-2961-RC issued by the Head of Registration and Control of the Human Resources Directorate of MOPT, on December 8, two thousand ten, is not substantially contrary to the legal system, given that on the date the challenged act was issued and notified, the appeal filed against the final act was still pending resolution before the Administrative Tribunal of the Civil Service—which is admitted with both effects pursuant to article 44 of the Civil Service Statute—for which reason the statute of limitations (prescripción) could not run to execute a sanction that had not yet been confirmed by a definitive act.”
It is true that article 44 of Law 8422 establishes that *"The administrative liability of the public official for the infractions set forth in this Law, and in the legal system relating to la Hacienda Pública, shall be extinguished by prescription (prescribirá), according to article 43 of la Ley General de Control Interno and article 71 of la Ley Orgánica de la Contraloría General de la República, No. 7428, of September 7, 1994...";* it is also true that the five-year term provided in article 71 of la Ley Orgánica de la Contraloría General de la República —to which numeral 43 of la Ley General de Control Interno also refers— refers to the term to initiate the disciplinary administrative procedure (procedimiento administrativo disciplinario) against those persons charged with committing alleged violations of the legal system relating to la Hacienda Pública and/or those set forth in Laws 8422 and 8292; not to the term to execute the final act, by which a specific sanction is imposed on someone found responsible for incurring any of the previously mentioned infractions.
In that sense, la Sala Constitucional in ruling number 2006-13926 of fourteen hours and forty-four minutes of September twenty, two thousand six, considered: *“…in article 71 a time limit for expiry (plazo de caducidad) is established to initiate the administrative sanctioning procedure —previously two years, and now five— from the knowledge of the facts, and two years in the event that the head of the entity (jerarca) leaves the employment relationship…”* As indicated above, the scenario contemplated in article 71 of that normative body refers to the exercise of the disciplinary power by the head of the entity (jerarca) or the competent authority of an entity, body, or public company, regarding a person who has incurred a violation of la Ley Orgánica de la CGR or the superior control and oversight regulations. Consequently, the five-year term —prior to the reform introduced by Law 8292, it was two years— to initiate the administrative procedure shall be counted from the occurrence of the irregular event —if it were notorious—, and otherwise, from when the audit report or preliminary investigation is brought to the attention of the head of the entity (jerarca) or competent authority.
When the alleged perpetrator of the violation is the head of the entity (jerarca), the five-year term shall begin to run from the date on which he/she ends his/her service relationship with the respective entity, public company, or body. In summary, article 71 of the LOCGR regulates the expiry term (plazo de caducidad) for the head of the entity (jerarca) or the competent authority to initiate the administrative procedure in order to investigate the acts contrary to the superior oversight and control regulations of la Hacienda Pública, attributed to a person who holds or held a position of that nature *(see in the same sense, ruling 3553-2010 issued by the Sixth Chamber (Sección Sexta) of this Court, at eight hours of September twenty-one, two thousand ten, already confirmed by la Sala Primera of la Corte Suprema de Justicia).* In this specific case, the object of the proceeding is centered on determining whether the act by which the execution of the dismissal (despido) authorized by the Civil Service Tribunal (Tribunal de Servicio Civil) in resolution number 11666 was ordered, was executed or not within the term provided for that purpose by article 603 of the Labor Code (Código de Trabajo), and not whether the disciplinary administrative procedure (procedimiento administrativo disciplinario) that concluded with the issuance of resolution 11666 was initiated within the five-year term provided by article 71 of la Ley Orgánica de la Contraloría General de la República, to which numerals 44 of Law 8482 and 43 of Law 8292 refer.
In addition to the above, and for the specific case of officials assigned to the Civil Service Regime (Régimen del Servicio Civil), there is a specific rule —which is a reproduction of the provisions of article 603 of the Labor Code (Código de Trabajo)— that regulates the statute of limitations (plazo de prescripción) for the employer to execute the final resolution —this by virtue of the provisions of numeral 44 of the Civil Service Statute (Estatuto de Servicio Civil)— that authorizes imposing a specific sanction. We refer to article 99 of the Regulation to the Civil Service Statute (Reglamento al Estatuto de Servicio Civil), whose subsection c) provides the following: *"...The following shall expire by prescription (Prescribirán) in one month: (...) c) The actions of the Ministers to initiate the dismissal (despido) procedure of regular employees for justified cause and to impose the disciplinary corrections authorized by law and the internal work regulations, from the day on which cause for the sanction arose, or, as the case may be, from when the corresponding facts or violations were known..."* (the boldface is not from the original).
In consequence and for all the foregoing reasons, this Court considers that contrary to what the State's representative affirms, the statute of limitations (plazo de prescripción) to be applied in this specific case, for the purposes of the employer executing the final act by which the sanction of dismissal without employer liability (despido sin responsabilidad patronal) was imposed on the plaintiff, is not the one established in article 71 of la Ley Orgánica de la Contraloría General de la República, to which numerals 44 of Law 8482 and 43 of Law 8292 refer.
VI.REGARDING THE NULLITY DEFECTS (VICIOS DE NULIDAD) ALLEGED BY THE PLAINTIFF PARTY (PARTE ACTORA) IN RELATION TO OFFICE MEMO D.R.H. 10-2961-RC OF DECEMBER 8, TWO THOUSAND TEN. It is necessary to emphasize that the analysis of the challenged formal conduct is limited to the reasons on which the plaintiff party (parte actora) centers its challenge, namely: that it constitutes an act that extemporaneously, pursuant to the provisions of article 603 of the Labor Code (Código de Trabajo), intends to execute the sanction of dismissal (despido) imposed against the claimant by the Civil Service Tribunal (Tribunal de Servicio Civil), as the representative of the plaintiff party repeatedly stated during the preliminary hearing. Based on the foregoing, and contrary to what the plaintiff states, this Court considers that office memo number D.R.H. 10-2961-RC issued by the Head of Registration and Control of the Human Resources Directorate of MOPT, on December 8, two thousand ten, cannot be taken as a valid parameter to consider the actions of the Executive Branch (Presidenta de la República and the respective Minister), aimed at executing resolution number 11666 issued at seven hours and forty-five minutes of October twenty-seven, two thousand ten, by the Civil Service Tribunal (Tribunal del Servicio Civil), to have been extinguished by prescription (prescritas), for the reasons set forth below:
...11666 of 07:40 hours of the Tribunal del Servicio Civil, through which the Executive Branch was authorized to proceed with the dismissal of said employee, <b>the undersigned considers it legally appropriate to order the immediate suspension of the respective dismissal agreement. Accordingly, it is ordered not to sign the dismissal agreement submitted by <st1:PersonName ProductID="la Dirección Jurídica" w:st="on">la Dirección Jurídica</st1:PersonName> of this Ministry via Official Letter No. 20106575 dated November 25, 2010, so that it may be executed after the Tribunal Administrativo de Servicio Civil hears the aforementioned appeal</b>..." (folio 56 of the judicial file, bold text not in the original).</i> Therefore, it cannot be claimed that the statute of limitations (prescripción) has run, based on a formal act that lacked the capacity to make effective the sanction of dismissal ordered against the protected party, when not even the competent authorities (Presidenta de la República and the Minister of the relevant branch) had ordered the dismissal of the plaintiff, in exercise of the powers granted in Article 140, subsection 2, of la Constitución Política.
Furthermore, it should be noted <u>that the dismissal of the protected party was not made effective</u>, not only because la Jueza Tramitadora, by resolution number 0157-2011 issued orally at ten hours twenty-five minutes on February fourth, two thousand eleven, resolved: <i>"...The inaudita altera pars interim measure (medida cautelar inaudita altera pars) granted on December 15, 2010, is modified, and the State, in the person of the Ministro de Obras Públicas y Transporte, is ordered not to execute the dismissal act authorized by the Tribunal Administrativo del Servicio Civil by resolution No. 11666-2010 of October 27, 2010, and resolution 016-2011-TASC of January 24, two thousand eleven, until a decision is made on the merits of the claim filed by the plaintiff or the circumstances that motivated the issuance of this resolution change..." </i> <i>(folios 36, 92, and 93 of the judicial file); </i>but also, <u>because as of December fifteenth, two thousand ten, the Ministro de Obras Públicas y Transportes,</u> had already ordered by official letter number DMOPT-6747-10, "...<i>not to sign the dismissal agreement submitted by <st1:PersonName ProductID="la Dirección Jurídica" w:st="on">la Dirección Jurídica</st1:PersonName> of this Ministry via Official Letter No. 20106575 dated November 25, 2010, so that it may be executed after the Tribunal Administrativo de Servicio Civil hears the aforementioned appeal..." (folio 56 of the judicial file). </i>So much so, that from official letter number 11-0012 of January sixth, two thousand eleven, the Director General of the Instituto Geográfico Nacional of the MOPT, informed the Chief of the Department of Registration and Control of the MOPT that <i>"...the Engineer Leda María Araya Villalobos, identity card number 4-138-913, is currently working normally in her duties as an official of the Instituto Geográfico Nacional, specifically in the Department of Geodesy and Topography..." (folios <st1:metricconverter ProductID="59 a" w:st="on">59 to</st1:metricconverter> 61, <st1:metricconverter ProductID="174 a" w:st="on">174 to</st1:metricconverter> 177 of the judicial file)</i>.
This situation continues to the present day, because even though the Tribunal Administrativo del Servicio Civil dismissed the appeal filed by the plaintiff, by resolution number 016-2011-TASC of thirteen hours thirty minutes on January twenty-fourth, two thousand eleven -a ruling that was<i> </i>notified to the MOPT, on January twenty-fifth, two thousand eleven, via the fax system <i>(folios <st1:metricconverter ProductID="315 a" w:st="on">315 to</st1:metricconverter> 325 of the administrative file)-; </i>the fact is, that by virtue of the validity of the interim measure (medida cautelar)<i> </i>confirmed by the Tribunal de Apelaciones de lo Contencioso Administrativo y Civil de Hacienda <i>(folios 36, 92, 93, 127, and 128 of the judicial file)</i>, the dismissal has not been executed until the merits of this proceeding are resolved <i>(folio 178 of the judicial file)</i>. For all the foregoing reasons, and in accordance with the terms in which it was challenged, the official letter number D.R.H. 10-2961-RC issued by the Chief of Registration and Control of <st1:PersonName ProductID="la Dirección" w:st="on">la Dirección</st1:PersonName> de Recursos Humanos of the MOPT, on December 8, two thousand ten, is not substantially contrary to the legal system, given that on the date the challenged act was issued and notified, the appeal filed against the final act was still pending resolution before the Tribunal Administrativo del Servicio Civil -which is admitted with both effects (en ambos efectos) in accordance with Article 44 of the Estatuto de Servicio Civil-, for which reason the period of statute of limitations (prescripción) could not run to execute a sanction that had not yet been confirmed by a final act." </span><span lang=EN style='mso-ansi-language:EN'><o:p></o:p></span></p> <p class=MsoNormal style='line-height:150%'><span lang=EN style='mso-ansi-language: EN'><o:p> </o:p></span></p> <p class=MsoNormal><span lang=ES-PE style='mso-ansi-language:ES-PE'><o:p> </o:p></span></p> </div> </body> </html>
“IVo.- SOBRE EL PLAZO DE PRESCRIPCIÓN A APLICAR EN EL CASO CONCRETO. Cierto es que el artículo 44 de la Ley 8422 establece que "La responsabilidad administrativa del funcionario público por las infracciones previstas en esta Ley, y en el ordenamiento relativo a la Hacienda Pública, prescribirá, según el artículo 43 de la Ley General de Control Interno y el artículo 71 de la Ley Orgánica de la Contraloría General de la República, Nº 7428, de 7 de setiembre de 1994..."; también lo es, que el plazo de cinco años previsto en el artículo 71 de la Ley Orgánica de la Contraloría General de la República -al que también remite el numeral 43 de la Ley General de Control Interno-, se refiere al plazo para iniciar el procedimiento administrativo disciplinario en contra de aquellas personas a las que se les impute la comisión de presuntas faltas al ordenamiento relativo a la Hacienda Pública y/o las previstas en las Leyes 8422 y 8292; no al plazo para ejecutar el acto final, mediante el cual, se le impone una determinada sanción a quién se le encontró responsable de incurrir en alguna de las faltas referidas con anterioridad.
En ese sentido, la Sala Constitucional en sentencia número 2006-13926 de las catorce horas cuarenta y cuatro minutos del veinte de setiembre del dos mil seis, consideró: “…en el artículo 71 se establece un plazo de caducidad para iniciar el procedimiento administrativo sancionatorio –antes de dos años, y ahora de cinco–a partir del conocimiento de los hechos, y de dos años en el caso de que el jerarca deje la relación laboral…” Tal y como se indicó con anterioridad, el supuesto previsto en el artículo 71 de ese cuerpo normativo, hace referencia al ejercicio de la potestad disciplinaria por parte del jerarca o de la autoridad competente de un ente, órgano o empresa pública, respecto a una persona que haya incurrido en un falta a la Ley Orgánica de la CGR o a la normativa de control y fiscalización superiores. En consecuencia, el plazo de cinco años –antes de la reforma introducida por la ley 8292, era de dos años- para iniciar el procedimiento administrativo, se contarán a partir del acaecimiento del hecho irregular –si fuera notorio-, y en caso contrario, a partir de que se ponga en conocimiento el informe de auditoría o la investigación preliminar al jerarca o autoridad competente.
Cuando el presunto autor de la falta, sea el jerarca, el plazo de cinco años empezará a correr a partir de la fecha en que él termine su relación de servicio con el ente, la empresa pública o el órgano respectivo. En síntesis, el artículo 71 de la LOCGR regula el plazo de caducidad para que el jerarca o la autoridad competente, inicie el procedimiento administrativo a fin de investigar los hechos contrarios a la normativa de fiscalización y control superiores de la Hacienda Pública, que se le imputen a una persona que ocupe u ocupó un cargo de esa naturaleza (ver en igual sentido, la sentencia 3553-2010 dictada por la Sección Sexta de este Tribunal, a las ocho horas del veintiuno de setiembre de dos mil diez, ya confirmada por la Sala Primera de la Corte Suprema de Justicia). En este caso concreto, el objeto del proceso se centra en determinar si el acto mediante el cual, se ordenó ejecutar el despido autorizado por el Tribunal de Servicio Civil en resolución número 11666, se ejecutó o no en el plazo previsto al efecto por el artículo 603 del Código de Trabajo, y no si el procedimiento administrativo disciplinario que concluyó con el dictado de la resolución 11666, se inició en el plazo de cinco años previsto por el artículo 71 de la Ley Orgánica de la Contraloría General de la República, al que remiten los numerales 44 de la Ley 8482 y 43 de la Ley 8292.
Aunado a lo anterior, y para el caso concreto de los funcionarios adscritos al Régimen del Servicio Civil, existe una norma específica -que es reproducción de lo dispuesto en el artículo 603 del Código de Trabajo-, que regula el plazo de prescripción para que el patrono ejecute la resolución firme -ello en virtud de lo dispuesto en el numeral 44 del Estatuto de Servicio Civil- que autoriza imponerle una determinada sanción. Nos referimos al artículo 99 del Reglamento al Estatuto de Servicio Civil, cuyo inciso c) dispone lo siguiente: "...Prescribirán en un mes: (...) c) Las acciones de los Ministros para iniciar la gestión de despido de los servidores regulares por causa justificada y para imponer las correcciones disciplinarias que autoricen la ley y los reglamentos interiores de trabajo, a partir del día en que se dio causa para la sanción, o en su caso, desde que fueren conocidos los hechos o faltas correspondientes..." (la negrilla no es del original).
En consecuencia y por todo lo expuesto, este Tribunal estima que contrario a lo que afirma la representante del Estado el plazo de prescripción a aplicar en este caso concreto, para efectos de que el patrono ejecute el acto firme en que se impuso a la actora la sanción de despido sin responsabilidad patronal, no es el previsto en el artículo 71 de la Ley Orgánica de la Contraloría General de la República, al que remiten los numerales 44 de la Ley 8482 y 43 de la Ley 8292.
Vo.- EN CUANTO A LOS VICIOS DE NULIDAD ALEGADOS POR LA PARTE ACTORA CON RELACIÓN AL OFICIO D.R.H. 10-2961-RC DEL 8 DE DICIEMBRE DEL DOS MIL DIEZ. Es menester resaltar, que el análisis de la conducta formal impugnada, se circunscribe a las razones en que la parte actora centra su impugnación, a saber: que constituye un acto que de manera extemporánea conforme a lo dispuesto en el artículo 603 del Código de Trabajo, pretende ejecutar la sanción de despido impuesta en contra de la accionante por el Tribunal de Servicio Civil, tal y como de manera reiterada lo manifestó el representante de la parte demandante durante la audiencia preliminar. Con base en lo anterior y contrario a lo que afirma la actora, este Tribunal considera que el oficio número D.R.H. 10-2961-RC emitido por el Jefe de Registro y Control de la Dirección de Recursos Humanos del MOPT, el 8 de diciembre del dos mil diez, no puede tenerse como un parámetro válido para tener por prescritas las acciones del Poder Ejecutivo (Presidenta de la República y Ministro del ramo), tendentes a ejecutar la resolución número 11666 dictada a las siete horas cuarenta y cinco minutos del veintisiete de octubre del dos mil diez, por el Tribunal del Servicio Civil, ello por las razones que de seguido se exponen:
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